Capital Raise Transactions - Our capital raise transaction clients are typically businesses which require additional capital to fund their growth or execute on other strategic initiatives that are important to the long term success of the business owners and their businesses.  

We work with business owners up front to thoroughly understand their businesses and their near, medium and long term objectives in order to determine the most cost effective and flexible capital solution for their situation.  

The number of private capital providers to and the amount of capital available for middle market companies has expanded significantly over the last five years as large institutions seek investment yields that have been difficult for them to consistently achieve in the traditional public securities markets. Consequently, these institutions have allocated large amounts of capital to alternative asset managers who deploy capital directly to middle market companies.

Typical investment structures involve common stock, preferred stock, convertible preferred stock, convertible debt, subordinated debt and senior debt.